Compliance & AML Officer (German Branch)

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.
We are looking for a Compliance & AML Officer who will be accountable for the design, implementation, and ongoing oversight of both the regulatory compliance and AML/CTF frameworks for the German Branch. The role carries dual responsibility: ensuring full adherence to MiFID II/MiFIR and BaFIN conduct and organisational requirements as applied in Germany, and maintaining a robust AML/CTF programme aligned with German AML regulations, EU requirements, and group standards.

Key Responsibilities:

Compliance Framework (MiFID II / MiFIR & BaFIN’s requirements)

• Act as the designated Compliance Officer (CO) under German regulatory requirements and MiFID II organisational obligations.


• Design and maintain the compliance monitoring programme.


• Monitor and ensure adherence to BaFIN and ESMA regulations.


• Review financial promotions, marketing materials, and client communications for compliance with applicable rules.


• Maintain the compliance risk register and prepare periodic compliance monitoring reports for senior management.

• Act as the appointed Anti-Money Laundering Officer (AMLCO) under German regulatory requirements


• Develop, implement, and maintain AML/CTF policies, procedures, and controls.


• Ensure effective customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, and suspicious activity reporting (SAR).


• Oversee AML risk assessments and ensure alignment with the firm’s risk appetite.

• Serve as the primary point of contact with BaFin and FIU Germany on AML/CTF matters.


• Ensure compliance with German AML Act (GwG), EU AML Directives, and applicable EBA/ESMA guidelines.


• Lead regulatory reporting, audits, and inspections related to compliance and/or financial crime.


• Provide regular reporting to senior management and the board on compliance AML risks and controls.

• Advise senior management on Compliance and AML/CTF risks, regulatory developments, and control enhancements.


• Ensure effective escalation of Compliance and financial crime risks and incidents.

• Develop Compliance and deliver AML/CTF training programs across the Germany entity.


• Promote a strong compliance culture and awareness of Compliance and financial crime risks.

• Collaborate with group Compliance, Risk, Legal, and Operations to ensure consistent application of regulatory compliance and AML standards.


• Align local AML practices with group frameworks while meeting German-specific requirements.

• Proven experience as Regulatory Compliance Officer and/or AMLCO or senior AML function holder in Germany within a regulated financial services firm.


• Strong knowledge of MiFID II/MiFIR and BaFin applicable regulations.


• Deep knowledge of German AML law (GwG), BaFin expectations, and EU AML framework.


• Strong understanding of brokerage/trading or fintech business models.


• Experience dealing directly with regulators (including BaFin) and FIUs.


• Strong analytical, judgment, and stakeholder management skills.


• Fluency in German and English.

• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.


• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid


• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.


• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.


• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!


• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!


• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

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