Senior Compliance Manager and Deputy MLRO

Senior Compliance Manager and Deputy MLRO

City of London

5 days per week office based

Permanent

cer Financial are working alongside a bank, who are based in the City of London. They are seeking a Senior Compliance Manager and Deputy MLRO to work with them on a permanent basis.

The responsibilities of the Senior Compliance Manager and Deputy MLRO will include:

• Provide regulatory compliance advice and financial crime expertise.


• Maintain and enhance the Compliance Monitoring Programme (CMP).


• Monitor regulatory changes and update policies, frameworks, and procedures.


• Support the first line of defence on compliance, AML, CDD, and sanctions matters.


• Review and approve customer risk assessments and oversee transaction monitoring.


• Identify, monitor, and mitigate regulatory and compliance risks.


• Deliver compliance training and communicate regulatory updates.


• Maintain compliance reporting, KRIs, FCA RegData administration, and management information.


• Produce compliance communications and newsletters.


• Support the HoD/MLRO and undertake other compliance duties as required.

• Minimum 7 years’ compliance experience, ideally within a wholesale banking environment.


• Strong knowledge of corporate banking products, regulations, and compliance frameworks.


• Degree-level education; relevant professional qualifications preferred.


• Excellent stakeholder management and relationship-building skills.


• Ability to balance regulatory risk with commercial objectives.

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