Risk Management/Compliance – Compliance Specialist

Your day to day

• Execute and coordinate the annual compliance monitoring plan for regulations outside of AML/CFT, including the Map of Rules, Compliance Risk Assessments (CRA) and related action tracking.


• Deliver advisory services to business and compliance partners on Luxembourg regulatory matters — via committee attendance, email responses or ad hoc memoranda.


• Provide second\-line oversight of the first line of defence: ensure regulatory requirements are understood, ownership is taken and corrective actions are delivered on time.


• Consolidate monthly complaints reporting and contribute to compliance governance forums.


• Review and, where needed, enhance e\-learning modules; deliver ad hoc training to staff on regulatory topics.


• Liaise with competent authorities and coordinate cross\-branch regulatory follow\-up.

• Minimum 6 years of compliance experience in the banking or asset servicing industry in Luxembourg.


• Strong understanding of Custody, Depositary, Transfer Agency, Fund Accounting and Capital Markets services.


• Solid knowledge of Luxembourg regulatory requirements (non\-AML/CFT) and CSSF expectations.


• Experience in compliance governance, monitoring and reporting, including engagement with senior stakeholders.


• Able to work independently and manage priorities effectively in a fast\-paced environment.


• Excellent written and verbal communication skills; able to produce clear, concise risk reports.

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