Compliance Officer / Internal Controller (M/F)
Company Description
-----------------------
Natixis TradEx Solutions (NTEX) is a credit institution and investment service provider. The Company specializes in third party order receipt and transmission and provides access to a custom\-built securities lending program. NTEX delivers additional value\-added services including services related to liquidity or the administrative processing of research agreements.
Operating independently, NTEX facilitates access to all sources of liquidity, all the while complying with best *selection* and best *execution* obligations. Its platform provides access to the expertise of over 40 employees of which 22 are traders with average individual financial markets’ experience exceeding 20 years.
The Company's robust infrastructure combined with investments in technologies and data science enables NTEX to offer tailor\-made solutions in a secure regulatory context while preserving the human dimension to provide each of its customers with the care and appropriate proximity.
Beyond the quest for its clients’ satisfaction, NTEX is resolutely committed to a CSR approach.
Natixis TradEx Solutions is owned by Groupe BPCE, the second largest Banking Group in France through the Banque Populaire and Caisse d'Epargne networks.
*At Natixis IM and NTEX, we continuously work to create an environment that promotes diversity and inclusion in all its forms, across gender, race, religion, sexual orientation, disability, ethnicity and background. We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We are committed to finding reasonable adjustments for candidates during our recruitment process. Please let us know if there are any changes, we could make to the application process to make it easier and more comfortable for you.*
Job Description
-------------------
You are joining the Natixis TradEx Solutions Compliance, Internal Control and Risk Management team as an Internal Controller/Compliance Officer. You will need to be able to take on all the department’s tasks.
On a daily basis, your tasks are to:
- Participate in compliance\-related work (drafting and reviewing procedures, drafting regulatory reports submitted to regulatory authorities, seeking legal solutions and implementing them...)
- Carry out the internal control plan to cover the company’s risks (non\-compliance, credit, operational, accounting, tax, etc.)
- Carry out regulatory monitoring and participate in regulatory projects
- Train and advise the company’s employees
- Respond to reporting requests from the group, clients, auditors...
You work in an international environment, within a community of experts who place excellence, impact and collective action at the heart of everything they undertake.
\#TransformativeFinance
This position is based in Paris (43 avenue Pierre Mendès France 75013 Paris) with the possibility to work remotely.
We place our employees at the center of our attention. Internal mobility, career development and training programs allow you to grow and flourish throughout your journey.
You work in a hybrid, inclusive and collaborative work environment.
Required Skills/Qualifications/Experience
---------------------------------------------
About you: if you recognize yourself in the following description, you are made to work with us!
You have 5 years of experience in compliance, internal control, audit and/or legal functions in a bank or an asset manager and have a BAC\+5\.
Do you have:
- The regulations applicable to credit institutions and/or asset managers
- Financial instruments and the functioning of financial markets
- The usual computer tools (Word, Excel PowerPoint) and data processing
- Adaptable, motivated, you want to learn and show dynamism,
- Recognized for your analytical and summarizing skills (particularly regarding your legal research) and your writing skills,
- Involved and very comfortable working in a team.
Cette annonce provient de indeed. Voir l'annonce originale ↗