AML/KYC Specialist Associate / Assistant Vice President
<p><strong>About the Role</strong></p>
<p>iCapital is looking for a Compliance Associate/Assistant Vice President candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks. </p>
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<p><strong>Responsibilities</strong> </p>
<ul>
<li>Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.</li>
<li>Perform third party reliance testing and monitoring.</li>
<li>Collaborate across various business lines on new initiatives, providing compliance guidance </li>
<li>AML screening review and dispositions.</li>
<li>Assist in preparing for and responding to inquiries and audits. </li>
</ul>
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<p><strong>Qualifications</strong> </p>
<ul>
<li>5+ years of alternatives experience, preferably with both broker dealer and registered investment advisor experience</li>
<li>Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations</li>
<li>AML/KYC knowledge of regulatory requirements for private fund investors</li>
<li>Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)</li>
<li>Excellent verbal communication skills and strong ability for personal interaction</li>
<li>Thrives in a fast-paced environment with a continuous learning mindset</li>
<li>Self-motivated with robust project management and process development skills</li>
<li>ACAMS certification preferred, but not required</li>
<li>JD a plus, but not required </li>
</ul>
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<p><span data-teams="true">We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office 4 days a week with the flexibility to work remotely 1 day ( Friday).</span></p>
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<p><strong>Benefits</strong></p>
<p>iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance.</p>
<p>For additional information on iCapital Network, please visit <a href="https://www.icapitalnetwork.com/about-us">https://www.icapitalnetwork.com/about-us</a> Twitter: @icapitalnetwork | LinkedIn: <a href="https://www.linkedin.com/company/icapital-network-inc">https://www.linkedin.com/company/icapital-network-inc</a></p>
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